Rev. October 2023
WHAT DOES CIFC / LBC DO WITH YOUR PERSONAL INFORMATION?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
All ﬁnancial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons ﬁnancial companies can share their customers’ personal information; the reasons CIFC/LBC chooses to shares; and whether you can limit this sharing.
Reasons we can share your personal information
Does CIFC/LBC share?
Can you limit this sharing?
For our everyday business purposes –
For our marketing purposes –
For joint marketing with other financial companies
For our affiliates’ everyday business purposes –
For our affiliates’ everyday business purposes – information about your creditworthiness
We don’t share
For our affiliates to market to you
For nonaffiliates to market to you
To limit sharing:
Call: (212) 724-1200
If you are a new customer, we can begin sharing your information thirty (30) days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing.
Who We Are
Who is providing this notice?
CIFC Asset Management LLC, LBC Credit Management, L.P. and their affiliates
What We Do
How does CIFC / LBC protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured ﬁles and buildings.
How does CIFC / LBC collect my personal information?
We collect your personal information, for example, when you
- Open an account and/or provide account information
- Enter into an investment advisory contract
- Direct us to buy/sell securities
- Give us your contact information
- Make a wire transfer
We also collect your personal information from other companies.
Why can’t I limit all sharing?
Federal law gives you the right to limit only
- sharing for afﬁliates’ everyday business purposes—information about your creditworthiness
- afﬁliates from using your information to market to you
- sharing for nonafﬁliates to market to you
State laws and individual companies may give you additional rights to limit sharing.
What happens when I limit sharing for an account I hold jointly with someone else?
Your choices will apply to everyone on your account.
Companies related by common ownership or control. They can be ﬁnancial and nonﬁnancial companies, and includes persons or companies that directly or indirectly, controls or is controlled by, or is under common control with CIFC.
Companies not related by common ownership or control. They can be ﬁnancial
and nonﬁnancial companies.
- Financial service providers such as administrators, prime brokers and banks that assist CIFC as part of the ordinary course of servicing investments;
- Nonaffiliated representatives of CIFC, such as outside counsel, accountants and auditors;
- Persons acting in fiduciary or representative capacity on behalf of an individual investor, such as a custodian or trustee of a grantor trust.
A formal agreement between nonafﬁliated ﬁnancial companies that together market ﬁnancial products or services to you. Our joint marketing partners include unaffiliated broker dealers, registered investment advisers and other financial companies.
An expert perspective on the credit markets.
1 SE 3rd Avenue, Suite 1660, Miami, FL 33131
+1 786 652 3250
875 3rd Avenue, 24th Floor, New York, NY 10022
+1 212 624 1200
27 Knightsbridge, 6th Floor, London, SW1X 7LY
+44 203 841 6200
555 East Lancaster Avenue, Suite 450, Radnor, PA 19087
+1 215 972 8900